Don’t Go Blindly. Find a Financial Professional and Firm with Integrity, Compliance, & Expertise
Take the hunch, referral and guesswork out of your search for someone to manage your financial future. With a MoneyFAX Report, a financial professional or firm is demonstrating they have nothing to hide.
SEC Statistics as of 09.30.2016
Number of Enforcement Actions of Misconduct
Investment Advisers or Investment Companies
Penalties Ordered or Agreed To
What is a MoneyFAX Report?
In one word? TRUST. With over 25 years of experience as auditors, accountants, attorneys, risk managers, and compliance professionals in the financial services industry, TheMoneyFAX.com has developed the best in class tools and Sound Analytical Fraud Expertise (S.A.F.E) techniques to provide you, the investor, the information you need to know about Who’s Managing Your Money.
Each MoneyFAX Report Includes:
- Integrity: A thorough background check (i.e. Criminal, Legal) using the same tools used by the FBI.
- Compliance History: Any concerns with regulatory federal, state, industry agencies detailed.
- Expertise: Verification of past work experience, education and licenses. Only TheMoneyFAX.com provides you this service.
- Competency: Our thorough competency testing of their knowledgebase in financial planning, estate planning, investments, education savings, tax, relationship management etc.